Osterwalder–Schrader axioms—Wightman Axioms—The mathematical axiom systems for quantum field theory (QFT) grew out of Hilbert’s sixth problem [6], that of stating the problems of quantum theory in precise mathematical terms. There have been several competing mathematical systems of axioms, and here we shall deal with those of A.S. Wightman [5] and of K. Osterwalder and R. Schrader [4], stated in historical order. They are centered around group symmetry, relative to unitary representations of Lie groups in Hilbert space. We also mention how the Osterwalder–Schrader axioms have influenced the theory of unitary representations of groups, making connection with [3]. Wightman’s axioms involve: (1) a unitary representation U𝑈U of G:=SL(2,)4assign𝐺right-normal-factor-semidirect-productSL2superscript4G:=\mathrm{SL}\left(2,\mathbb{C}\right)\rtimes\mathbb{R}^{4} as a cover of the Poincaré group of relativity, and a vacuum state vector ψ0subscript𝜓0\psi_{0} fixed by the representation, (2) quantum fields φ1(f),,φn(f)subscript𝜑1𝑓subscript𝜑𝑛𝑓\varphi_{1}\left(f\right),\dots,\varphi_{n}\left(f\right), say, as operator-valued distributions, f𝑓f running over a specified space of test functions, and the operators φi(f)subscript𝜑𝑖𝑓\varphi_{i}\left(f\right) defined on a dense and invariant domain D𝐷D in 𝐇𝐇\mathbf{H} (the Hilbert space of quantum states), and ψ0Dsubscript𝜓0𝐷\psi_{0}\in D, (3) a transformation law which states that U(g)φj(f)U(g1)𝑈𝑔subscript𝜑𝑗𝑓𝑈superscript𝑔1U\left(g\right)\varphi_{j}\left(f\right)U\left(g^{-1}\right) is a finite-dimensional representation R𝑅R of the group G𝐺G acting on the fields φi(f)subscript𝜑𝑖𝑓\varphi_{i}\left(f\right), i.e., iRji(g1)φi(g[f])subscript𝑖subscript𝑅𝑗𝑖superscript𝑔1subscript𝜑𝑖𝑔delimited-[]𝑓\sum_{i}R_{ji}\left(g^{-1}\right)\varphi_{i}\left(g\left[f\right]\right), g𝑔g acting on space-time and g[f](x)=f(g1x)𝑔delimited-[]𝑓𝑥𝑓superscript𝑔1𝑥g\left[f\right]\left(x\right)=f\left(g^{-1}x\right), x4𝑥superscript4x\in\mathbb{R}^{4}. (4) The fields φj(f)subscript𝜑𝑗𝑓\varphi_{j}\left(f\right) are assumed to satisfy locality and one of the two canonical commutation relations of [A,B]±=AB±BAsubscript𝐴𝐵plus-or-minusplus-or-minus𝐴𝐵𝐵𝐴\left[A,B\right]_{\pm}=AB\pm BA, for fermions, resp., bosons; and (5) it is assumed that there is scattering with asymptotic completeness, in the sense 𝐇=𝐇in=𝐇out𝐇superscript𝐇insuperscript𝐇out\mathbf{H}=\mathbf{H}^{\text{in}}=\mathbf{H}^{\text{out}}.

The Wightman axioms were the basis for many of the spectacular developments in QFT in the seventies, see, e.g., [1, 2], and the Osterwalder–Schrader axioms [3, 4] came in response to the dictates of path space measures. The constructive approach involved some variant of the Feynman measure. But the latter has mathematical divergences that can be resolved with an analytic continuation so that the mathematically well-defined Wiener measure becomes instead the basis for the analysis. Two analytical continuations were suggested in this connection: in the mass-parameter, and in the time-parameter, i.e., t1tmaps-to𝑡1𝑡t\mapsto\sqrt{-1}t. With the latter, the Newtonian quadratic form on space-time turns into the form of relativity, x12+x22+x32t2superscriptsubscript𝑥12superscriptsubscript𝑥22superscriptsubscript𝑥32superscript𝑡2x_{1}^{2}+x_{2}^{2}+x_{3}^{2}-t^{2}. We get a stochastic process 𝐗tsubscript𝐗𝑡\mathbf{X}_{t}: symmetric, i.e., 𝐗t𝐗tsimilar-tosubscript𝐗𝑡subscript𝐗𝑡\mathbf{X}_{t}\sim\mathbf{X}_{-t}; stationary, i.e., 𝐗t+s𝐗ssimilar-tosubscript𝐗𝑡𝑠subscript𝐗𝑠\mathbf{X}_{t+s}\sim\mathbf{X}_{s}; and Osterwalder–Schrader positive, i.e., Ωf1𝐗t1f2𝐗t2fn𝐗tn𝑑P0subscriptΩsubscript𝑓1subscript𝐗subscript𝑡1subscript𝑓2subscript𝐗subscript𝑡2subscript𝑓𝑛subscript𝐗subscript𝑡𝑛differential-d𝑃0\int_{\Omega}f_{1}\circ\mathbf{X}_{t_{1}}\,f_{2}\circ\mathbf{X}_{t_{2}}\,\cdots\,f_{n}\circ\mathbf{X}_{t_{n}}\,dP\geq 0, f1,,fnsubscript𝑓1subscript𝑓𝑛f_{1},\dots,f_{n} test functions, <t1t2tn<subscript𝑡1subscript𝑡2subscript𝑡𝑛-\infty<t_{1}\leq t_{2}\leq\dots\leq t_{n}<\infty, and P𝑃P denoting a path space measure.

Specifically: If t/2<t1t2tn<t/2𝑡2subscript𝑡1subscript𝑡2subscript𝑡𝑛𝑡2-t/2<t_{1}\leq t_{2}\leq\dots\leq t_{n}<t/2, then

(1) ΩA1e(t2t1)H^A2e(t3t2)H^A3AnΩ=limtk=1nAk(q(tk))dμt(q()).delimited-⟨⟩absentΩsubscript𝐴1superscript𝑒subscript𝑡2subscript𝑡1^𝐻subscript𝐴2superscript𝑒subscript𝑡3subscript𝑡2^𝐻subscript𝐴3subscript𝐴𝑛Ωsubscript𝑡superscriptsubscriptproduct𝑘1𝑛subscript𝐴𝑘𝑞subscript𝑡𝑘𝑑subscript𝜇𝑡𝑞\left\langle\Omega\mathrel{\mathchoice{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}}A_{1}e^{-\left(t_{2}-t_{1}\right)\hat{H}}A_{2}e^{-\left(t_{3}-t_{2}\right)\hat{H}}A_{3}\cdots A_{n}\Omega\right\rangle\\ =\lim_{t\rightarrow\infty}\int\prod_{k=1}^{n}A_{k}\left(q\left(t_{k}\right)\right)\,d\mu_{t}\left(q\left(\,\cdot\,\right)\right).

By Minlos’ theorem, there is a measure μ𝜇\mu on 𝒟superscript𝒟\mathcal{D}^{\prime} such that

(2) limteiq(f)dμt(q)=eiq(f)dμ(q)=:S(f)\lim_{t\rightarrow\infty}\int e^{iq\left(f\right)}\,d\mu_{t}\left(q\right)=\int e^{iq\left(f\right)}\,d\mu\left(q\right)=:S\left(f\right)

for all f𝒟𝑓𝒟f\in\mathcal{D}. Since μ𝜇\mu is a positive measure, we have

klc¯kclS(fkf¯l)0subscript𝑘subscript𝑙subscript¯𝑐𝑘subscript𝑐𝑙𝑆subscript𝑓𝑘subscript¯𝑓𝑙0\sum_{k}\sum_{l}\bar{c}_{k}c_{l}S\left(f_{k}-\bar{f}_{l}\right)\geq 0

for all c1,,cnsubscript𝑐1subscript𝑐𝑛c_{1},\dots,c_{n}\in\mathbb{C}, and all f1,,fn𝒟subscript𝑓1subscript𝑓𝑛𝒟f_{1},\dots,f_{n}\in\mathcal{D}. When combining (1) and (2), we note that this limit-measure μ𝜇\mu then accounts for the time-ordered n𝑛n-point functions which occur on the left-hand side in formula (1). This observation is further used in the analysis of the stochastic process 𝐗tsubscript𝐗𝑡\mathbf{X}_{t}, 𝐗t(q)=q(t)subscript𝐗𝑡𝑞𝑞𝑡\mathbf{X}_{t}\left(q\right)=q\left(t\right). But, more importantly, it can be checked from the construction that we also have the following reflection positivity: Let (θf)(s):=f(s)assign𝜃𝑓𝑠𝑓𝑠\left(\theta f\right)\left(s\right):=f\left(-s\right), f𝒟𝑓𝒟f\in\mathcal{D}, s𝑠s\in\mathbb{R}, and set

𝒟+={f𝒟f real valued, f(s)=0 for s<0}.subscript𝒟conditional-set𝑓𝒟𝑓 real valued, 𝑓𝑠0 for 𝑠0\mathcal{D}_{+}=\left\{f\in\mathcal{D}\mid f\text{ real valued, }f\left(s\right)=0\text{ for }s<0\right\}\,.

Then

klc¯kclS(θ(fk)fl)0subscript𝑘subscript𝑙subscript¯𝑐𝑘subscript𝑐𝑙𝑆𝜃subscript𝑓𝑘subscript𝑓𝑙0\sum_{k}\sum_{l}\bar{c}_{k}c_{l}S\left(\theta\left(f_{k}\right)-f_{l}\right)\geq 0

for all c1,,cnsubscript𝑐1subscript𝑐𝑛c_{1},\dots,c_{n}\in\mathbb{C}, and all f1,,fn𝒟+subscript𝑓1subscript𝑓𝑛subscript𝒟f_{1},\dots,f_{n}\in\mathcal{D}_{+}, which is one version of Osterwalder–Schrader positivity.

Since the Killing form of Lie theory may serve as a finite-dimensional metric, the Osterwalder–Schrader idea [4] turned out also to have implications for the theory of unitary representations of Lie groups. In [3], the authors associate to Riemannian symmetric spaces G/K𝐺𝐾G/K of tube domain type, a duality between complementary series representations of G𝐺G on one side, and highest weight representations of a c𝑐c-dual Gcsuperscript𝐺𝑐G^{c} on the other side. The duality GGc𝐺superscript𝐺𝑐G\leftrightarrow G^{c} involves analytic continuation, in a sense which generalizes t1tmaps-to𝑡1𝑡t\mapsto\sqrt{-1}t, and the reflection positivity of the Osterwalder–Schrader axiom system. What results is a new Hilbert space where the new representation of Gcsuperscript𝐺𝑐G^{c} is “physical” in the sense that there is positive energy and causality, the latter concept being defined from certain cones in the Lie algebra of G𝐺G.

A unitary representation π𝜋\pi acting on a Hilbert space 𝐇(π)𝐇𝜋\mathbf{H}(\pi) is said to be reflection symmetric if there is a unitary operator J:𝐇(π)𝐇(π):𝐽𝐇𝜋𝐇𝜋J:\mathbf{H}(\pi)\rightarrow\mathbf{H}(\pi) such that

  • R1)

    J2=idsuperscript𝐽2id{\displaystyle J^{2}=\mbox{\rm id}}.

  • R2)

    Jπ(g)=π(τ(g))J,gGformulae-sequence𝐽𝜋𝑔𝜋𝜏𝑔𝐽𝑔𝐺{\displaystyle J\pi(g)=\pi(\tau(g))J\,,\quad g\in G},

where τAut(G)𝜏Aut𝐺\tau\in\operatorname{Aut}\left(G\right), τ2=idsuperscript𝜏2id\tau^{2}=\operatorname*{id}, and H:={gGτ(g)=g}assign𝐻conditional-set𝑔𝐺𝜏𝑔𝑔H:=\left\{g\in G\mid\tau\left(g\right)=g\right\}.

A closed convex cone C𝔮𝐶𝔮C\subset\mathfrak{q} is hyperbolic if Cosuperscript𝐶𝑜C^{o}\not=\emptyset and if adXad𝑋\operatorname{ad}X is semisimple with real eigenvalues for every XCo𝑋superscript𝐶𝑜X\in C^{o}.

Assume the following for (G,π,τ,J)𝐺𝜋𝜏𝐽(G,\pi,\tau,J):

  • PR1)

    π𝜋\pi is reflection symmetric with reflection J𝐽J.

  • PR2)

    There is an H𝐻H-invariant hyperbolic cone C𝔮𝐶𝔮C\subset\mathfrak{q} such that S(C)=HexpC𝑆𝐶𝐻𝐶S(C)=H\exp C is a closed semigroup and S(C)o=HexpCo𝑆superscript𝐶𝑜𝐻superscript𝐶𝑜S(C)^{o}=H\exp C^{o} is diffeomorphic to H×Co𝐻superscript𝐶𝑜H\times C^{o}.

  • PR3)

    There is a subspace 0𝐊0𝐇(π)0subscript𝐊0𝐇𝜋{0}\not=\mathbf{K}_{0}\subset\mathbf{H}(\pi) invariant under S(C)𝑆𝐶S(C) satisfying the positivity condition

    v vJ:=v J(v)0,v𝐊0.formulae-sequenceassignsubscriptdelimited-⟨⟩ 𝑣𝑣𝐽delimited-⟨⟩ 𝑣𝐽𝑣0for-all𝑣subscript𝐊0\left\langle v\mathrel{\mathchoice{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}}v\right\rangle_{J}:=\left\langle v\mathrel{\mathchoice{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}{\vrule height=7.5pt,width=0.25pt,depth=2.5pt}}J(v)\right\rangle\geq 0,\quad\forall v\in\mathbf{K}_{0}\,.

Assume that (π,C,𝐇,J)𝜋𝐶𝐇𝐽(\pi,C,\mathbf{H},J) satisfies (PR1)–(PR3). Then the following hold:

  • 1)

    S(C)𝑆𝐶S(C) acts via sπ~(s)maps-to𝑠~𝜋𝑠s\mapsto\tilde{\pi}(s) by contractions on 𝐊𝐊\mathbf{K} (== the Hilbert space obtained by completion of 𝐊0subscript𝐊0\mathbf{K}_{0} in the norm from (PR3)).

  • 2)

    Let Gcsuperscript𝐺𝑐G^{c} be the simply connected Lie group with Lie algebra 𝔤csuperscript𝔤𝑐\mathfrak{g}^{c}. Then there exists a unitary representation π~csuperscript~𝜋𝑐\tilde{\pi}^{c} of Gcsuperscript𝐺𝑐G^{c} such that dπ~c(X)=dπ~(X)𝑑superscript~𝜋𝑐𝑋𝑑~𝜋𝑋d\tilde{\pi}^{c}(X)=d\tilde{\pi}(X) for X𝔥𝑋𝔥X\in\mathfrak{h} and idπ~c(Y)=dπ~(iY)𝑖𝑑superscript~𝜋𝑐𝑌𝑑~𝜋𝑖𝑌i\,d\tilde{\pi}^{c}(Y)=d\tilde{\pi}(iY) for YC𝑌𝐶Y\in C, where 𝔥:={X𝔤τ(X)=X}assign𝔥conditional-set𝑋𝔤𝜏𝑋𝑋\mathfrak{h}:=\left\{X\in\mathfrak{g}\mid\tau\left(X\right)=X\right\}.

  • 3)

    The representation π~csuperscript~𝜋𝑐\tilde{\pi}^{c} is irreducible if and only if π~~𝜋\tilde{\pi} is irreducible.

References

  • [1] Glimm, J., and Jaffe, A.: Quantum field theory and statistical mechanics (a collection of papers), Birkhäuser, Boston, 1985.
  • [2] Glimm, J., and Jaffe, A.: Quantum physics (2nd ed.), Springer-Verlag, New York, 1987.
  • [3] Jorgensen, P.E.T., and Ólafsson, G.: ‘Unitary representations of Lie groups with reflection symmetry’, J. Funct. Anal. 158 (1998), 26–88.
  • [4] Osterwalder, K., and Schrader, R.: ‘Axioms for Euclidean Green’s functions’, Comm. Math. Phys. 31 (1973), 83–112; 42 (1975), 281–305.
  • [5] Streater, R.F., and Wightman A.S.: PCT, spin and statistics, and all that, W.A. Benjamin, Inc., New York, 1964.
  • [6] Wightman, A.S.: ‘Hilbert’s sixth problem: Mathematical treatment of the axioms of physics’, in F.E. Browder (ed.): Vol. 28 (part 1) of Proc. Symp. Pure Math., Amer. Math. Soc., 1976, pp. 241–268.

Palle E.T. Jorgensen: jorgen@math.uiowa.edu

Gestur Ólafsson: olafsson@math.lsu.edu